PRICES include / exclude VAT
immediate downloadReleased: 2011-02-28
BS 8453:2011 Compliance framework for regulated financial services firms. Specification

BS 8453:2011

Compliance framework for regulated financial services firms. Specification

Format
Availability
Price and currency
English Secure PDF
Immediate download
198.33 USD
You can read the standard for 1 hour. More information in the category: E-reading
Reading the standard
for 1 hour
19.83 USD
You can read the standard for 24 hours. More information in the category: E-reading
Reading the standard
for 24 hours
59.50 USD
English Hardcopy
In stock
198.33 USD
Standard number:BS 8453:2011
Pages:22
Released:2011-02-28
ISBN:978 0 580 69207 9
Status:Standard
DESCRIPTION

BS 8453:2011


This standard BS 8453:2011 Compliance framework for regulated financial services firms. Specification is classified in these ICS categories:
  • 03.100.60 Accountancy
  • 03.060 Finances. Banking. Monetary systems. Insurance

This British Standard specifies overarching policies, procedures and methods for operating a compliance framework (see Clause 4) within a regulated financial services firm.

This standard sets out a methodology for implementing and managing the compliance framework at both group and line level.

The extent to which the requirements of this standard are applicable to an individual firm depends on the nature, size and complexity of the firm’s business.

NOTE Firms may implement this standard in a way that is relevant, appropriate and proportionate to their business model.

The standard does not specify requirements for risk management, data protection (covered in BIP 0012 and BS 10012), complaints handling (covered in BS ISO 10002), or inclusive service provision (covered in BS 18477).